IN THE UNITED STATES
COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United
States Court of Appeals
Fifth Circuit
F I L E D
April 24, 2009
Charles R. Fulbruge III
Clerk
_______________
No. 06-51587
_______________
AVINASH
RANGRA; ANNA MONCLOVA
v.
FRANK D. BROWN,
District Attorney; GREGG ABBOTT, Texas Attorney
General
Defendants-Appellees
____________________________________
Appeal from the
United States District Court
for
the Western District of Texas
________________________
Before WIENER,
BARKSDALE, and DENNIS, Circuit Judges.
DENNIS,
Circuit Judge:
The
pivotal question presented by this appeal is whether speech of elected
state
and local government officials made pursuant to their official duties,
like
speech
of non-elected public employees, is less protected by the First
Amendment
than
other speech. The district court held that the First Amendment affords
absolutely
no protection to speech by elected officials made pursuant to their
official
duties. We disagree. The First Amendment’s protection of elected
officials’
speech is full, robust, and analogous to that afforded citizens in
general.
Furthermore,
when a state seeks to restrict the speech of an elected official on
the basis of
its content, a federal court must apply strict scrutiny and declare
No. 06-51587
T
EX. GOV’T CODE 1 ANN. § 551.001 et seq. (Vernon 2007).
that limitation
invalid unless the state carries its burden to prove both that the
regulation furthers
a compelling state interest and that it is narrowly tailored
to serve that
interest. In the present case, because the district court dismissed
the elected
officials’ challenge to a state statute that regulates their speech on
the basis of its
content without applying the required strict scrutiny analysis, we
reverse the district
court’s judgment and remand the case for the performance
of that task.
I.
The plaintiffs,
elected city council members, were indicted in state court
for violations of
the criminal provisions of the Texas Open Meetings Act
(“TOMA”)1 by acting
as a quorum in exchanging private emails discussing
whether to call a
council meeting to consider a public contract matter. After
prosecuting the
charges for several months, the district attorney dismissed them
without prejudice.
The plaintiffs, alleging fear of future prosecutions and undue
restriction of their
First Amendment speech rights, brought this § 1983 action
in federal district
court for declaratory and injunctive relief against the state
attorney general and
the district attorney, challenging as content-based speech
regulations the
criminal provisions of TOMA. The district court dismissed the
plaintiffs’ claims,
holding that under Garcetti v. Ceballos, 547 U.S. 410 (2006),
elected officials,
like public employees, enjoy no First Amendment protection of
their speech made
pursuant to their official duties. The plaintiffs appealed and
we now reverse and
remand the case to the district court for further proceedings.
No. 06-51587
3
II.
Defendants assert
that this case is nonjusticiable because the plaintiffs
lack standing and their claims are moot. We agree with the district
court that
the plaintiff Mr. Rangra has standing, and we conclude that the case is
not
moot.2
2The
record reflects that Mr. Rangra is still a member of the city council,
although Ms.
Monclova may not be. A case is not moot as long as a live controversy
exists between at least
one plaintiff and one defendant. See Cutter
v. Wilkinson, 544 U.S. 709, 712 n.1 (2005); 13B
CHARLES A. WRIGHT, ARTHUR R. MILLER & EDWARD H . COOPER , FEDERAL
PRACTICE &
PROCEDURE § 3533.1 n.18 (3d ed. 2008). Consequently, we need not
address standing with
respect to Ms. Monclova. To the extent the issue remains open, we leave
its consideration and
determination to the district court on remand.
To establish standing, the plaintiff must demonstrate injury, causation,
and redressability. See Lujan v.
Defenders of Wildlife, 504 U.S. 555, 560 (1992).
It is well established that a credible threat of present or future
criminal
prosecution will confer standing. See, e.g., Virginia v. Am. Booksellers Ass’n,
Inc., 484 U.S. 383,
392-93 (1988) (holding that the injury-in-fact requirement
was met, in part, because “plaintiffs have alleged an actual and
well-founded
fear that the law will be enforced against them”); Steffel v. Thompson, 415 U.S.
452, 459 (1974) (“[I]t is not necessary that [a party] first expose
himself to actual
arrest or prosecution to be entitled to challenge a statute that he
claims deters
the exercise of his constitutional rights.”); Doe v. Bolton, 410 U.S. 179, 188-89
(1973). This is because a credible threat of present or future
prosecution is an
injury sufficient to confer standing, even if there is no history of
past
enforcement, see Bolton, 410
U.S. at 188, and a speaker who fears prosecution
may engage in self-censorship, which is itself another injury, see Am.
Booksellers, 484 U.S. at 392 (“[T]he alleged danger of [the challenged]
statute is,
in large measure, one of self-censorship.”); see also Ashcroft v. ACLU, 542 U.S.
656, 670-71 (2004) (“Where a prosecution is a likely possibility . . .
speakers may
self-censor rather than risk the perils of trial. There is a potential
for
extraordinary harm and a serious chill upon protected speech.”).
“The standard – encapsulated in the phrase ‘credible threat of
prosecution’
– is quite forgiving.”3 “[W]hen dealing with . . . statutes
that facially restrict
expressive activity by the class to which the plaintiff belongs, courts
will assume
a credible threat of prosecution in the absence of compelling contrary
evidence.”4
The district court held that the plaintiff established standing by
demonstrating injury in fact, causation, and redressability through
selfcensorship out of fear of prosecution under TOMA.5 We
agree. The plaintiff’s
affidavits and trial testimony show that he has self-censored his
speech to avoid
prosecution under TOMA6 and thereby established injury.7
Moreover, the
3 N. H. Right to
Life Political Action Comm. v. Gardner, 99 F.3d 8, 14 (1st Cir.
1996)
(citing Babbitt v. United Farm
Workers Nat’l Union, 442 U.S. 289, 301 (1979)).
4 Gardner, 99 F.3d at 15 (citing Babbitt, 442 U.S. at
301-02; Bolton, 410 U.S. at 188;
Am. Booksellers, 484 U.S. at 392-93; Chamber of Commerce of U.S. v.
FEC, 69 F.3d 600, 603-04
(D.C. Cir. 1995); Wilson v. Stocker,
819 F.2d 943, 946 (10th Cir. 1987)).
5 See Rangra v.
Brown, No. P-05-CV-075, 2006 WL 3327634, at *4 (W.D. Tex. Nov. 7,
2006); see also Ctr. for Individual
Freedom v. Carmouche, 449 F.3d 655, 659 (5th Cir. 2006).
6 For example, Rangra’s affidavit states the following:
I am still a member of the Alpine City Council. I still want to talk to
and
discuss public matters with my fellow elected city council members. I
would
like to communicate with city councilors, and the public, by email,
regular mail,
telephone, and directly. Because of Mr. Brown’s prosecution of me and my
fellow councilors, I am afraid to do this. I am afraid to exercise my
First
Amendment rights to communicate with my fellow councilors, and the
public.
I am afraid that if I talk to anyone about public matters, except at a
city council
meeting, I could be indicted and face a criminal prosecution. This
threat to me
is ongoing and real. But for this threat, I would exercise my First
Amendment
rights to communicate with the voters and public officials.
7 See, e.g, Am.
Booksellers, 484 U.S. at 7 392; Ashcroft v. ACLU, 542 U.S. at
670-71.
plaintiff has alleged threats of prosecution that cannot be
characterized as
“imaginary or speculative.” See Steffel,
415 U.S. at 459. He has been indicted
and prosecuted for his email discussion of setting up a city council
meeting
pertaining to council business, and the Texas Attorney General has
warned that
the speech the plaintiff claims is constitutionally protected and for
which he has
been indicted, viz., communications, including emails, discussing
public business
or public policy, is subject to future prosecution.8 The
prosecution of
the plaintiff
for his email communications is ample demonstration that his concern
with
future indictment and prosecution is not “chimerical.” See id. (citing Poe v.
Ullman, 367 U.S. 497,
508 (1961)). In these circumstances, it is not necessary
that the plaintiff first expose himself to actual arrest, indictment,
or prosecution
to be entitled to challenge a statute that he claims deters the
exercise of his
constitutional rights. See id. (citing Epperson v. Arkansas, 393 U.S.
97 (1968)).
Because the reasons for the plaintiff’s standing continue to exist, we
also
reject defendants’ argument that the case is moot.9
8 See,
e.g., Op. Tex. Att’y Gen. JC-0307 (2000).
9 To avoid mootness “[t]he requisite personal interest
that must exist at the
commencement of the litigation [to give rise to standing] must continue
throughout its
existence,” i.e., the controversy underlying the lawsuit must persist. Arizonans for Official
English v. Arizona, 520
U.S. 43, 68 n.22 (1997) (quoting U.
S. Parole Comm’n v. Geraghty, 445
U.S. 388, 397 (1980)).
III.
The plaintiffs challenge the criminal provisions of TOMA as state
regulations imposing an invalid content-based restriction of free
speech.10 The
Supreme Court has held that the strict scrutiny test governs challenges
for
assessing laws that regulate speech on the basis of its content.11
Strict scrutiny, a formula crafted by the Supreme Court for
implementing
constitutional values, is one of the most important elements of modern
constitutional law. 12 Strict scrutiny
varies from ordinary scrutiny by imposing
three hurdles on the government. It shifts the burden of proof to the
government, requires the government to prove that its action or
regulation
pursues a compelling state interest, and demands that the government
prove
that its action or regulation is “narrowly tailored” to further that
compelling
interest.13
We agree with the plaintiffs that the criminal provisions of TOMA are
content-based regulations of speech that require the state to satisfy
the strict scrutiny
test in order to uphold them.14 A speech regulation is
content-based if
it defines the regulated speech by reference to its content.15
For example, in
________________________________
13 See Siegel, supra
note 12, at 360 (citing ERWIN 13 CHEMERINSKY, CONSTITUTIONAL LAW:
PRINCIPLES AND POLICIES 645, 767, 902-903 (2d ed. 2002)); Fallon, supra note 12, at 1273.
14 See, Ashcroft
v. ACLU, 542 U.S. at 665 (“When plaintiffs challenge a
content-based
speech restriction, the burden is on the Government to prove that the
proposed alternatives
will not be as effective as the challenged statute.”); White, 536 U.S. at 774 (applying
strict
scrutiny to a law prohibiting speech on the basis of its content); Playboy, 529 U.S. at 813 (“If
a statute regulates speech based on its content, it must be narrowly
tailored to promote a
compelling Government interest”); Reno, 521 U.S. at 868 (applying “the
most stringent
review” to a content-based restriction); Turner Broad., 512 U.S. at 642
(“Our precedents thus
apply the most exacting scrutiny to regulations that suppress,
disadvantage, or impose
differential burdens upon speech because of its content”); Burson v. Freeman, 504 U.S. 191,
198 (1992) (holding that “a facially content-based restriction on
political speech . . . must be
subjected to exacting scrutiny: The State must show that the regulation
is necessary to serve
a compelling state interest and that it is narrowly drawn to achieve
that end” (internal
quotation marks omitted)); R.A.V. v.
City of St. Paul, Minn., 505 U.S. 377, 382 (1992)
(“Content-based regulations are presumptively invalid”); Simon & Schuster, 502 U.S. at
116
(“Regulations which permit the Government to discriminate on the basis
of the content of the
message cannot be tolerated under the First Amendment.” (internal
quotation marks
omitted)); Boos v. Barry, 485
U.S. 312, 321 (1988) (“Our cases indicate that as a content-based
restriction on political speech in a public forum, [the statute
prohibiting negative picketing]
must be subjected to the most exacting scrutiny.”); Carey v. Brown, 447 U.S. 455, 461-62
(1980) (applying strict scrutiny to a content-based restriction); Mosley, 408 U.S. at 95 (“[T]he
First Amendment means that government has no power to restrict
expression because of its
message, its ideas, its subject matter, or its content”).
1 5 See Playboy,
529 U.S. at 811 (“[When] speech . . . is defined by its content . . .
the
statute which seeks to restrict it is content based.”); see also White, 536 U.S. at 774
(holding
that a law prohibiting transmission of indecent material by means of a
telecommunications device
to a minor was a content-based restriction); Burson, 504 U.S. at 197 (“Whether
individuals may
exercise their free speech rights near polling places depends entirely
on whether their speech is related to a
political campaign.
The statute does not reach other categories of speech, such as
commercial
solicitation, distribution, anddisplay. This Court has held that the
First Amendment’s hostility
to content-based regulation extends not only to a restriction on a
particular viewpoint, but also
to a prohibition of public discussion of an entire topic”); Boos, 485 U.S. at 321 (holding that
a
prohibition on picket signs critical of a foreign government was
content based).
Burson v. Freeman, 504 U.S. 191, 196 (1992), the Court found a statute
prohibiting display of political campaign materials within 100 feet of
a polling
place to be a content-based speech restriction because “[w]hether
individuals
may exercise their free speech rights near polling places depends
entirely on
whether their speech is related to a political campaign. The statute
does not
reach other categories of speech, such as commercial solicitation,
distribution,
and display.” Id. at 197. TOMA § 551.144, which criminalizes the
discussion of
public matters by a quorum of public officials when outside of an open
meeting,
see Tex. Gov’t Code Ann. §§ 551.001, 551.144(a), is similarly
content based
because whether a quorum of public officials may communicate with each
other
outside of an open meeting depends on whether the content of their
speech refers
to “public business or public policy over which the governmental body
has
supervision or control.”16
Furthermore, because TOMA imposes a content-based regulation, we
conclude that the district court was required to apply the
strict-scrutiny test and
to make the state carry its burden of proving that the statute pursues a
compelling interest which the law is narrowly tailored to further. The
district
court did not perform that task because it mistakenly concluded that
elected
officials’ speech made pursuant to their official duties is totally
unprotected by
the First Amendment. For this reason, the district court dismissed the
plaintiffs’
______________________________________
16 TEX. GOV’T CODE ANN. § 551.001 (Vernon 2007).
claims as not actionable without ever undertaking the strict-scrutiny
analysis.
Consequently, we must vacate the district court’s judgment and remand
the case
to it for a proper application of the strict scrutiny test. Before
doing so, however,
we will explain why the district court erred in assuming that the
speech of
elected officials made pursuant to their official duties is entitled to
no protection
under the First Amendment.
IV.
The
Supreme Court, in Garcetti, held that the First Amendment does not
protect a government employee from discipline based on speech made
pursuant
to the employee’s official duties.17 The district court
assumed that there is no
meaningful distinction between the speech of elected officials and that
of public
employees and held that, under Garcetti, the plaintiffs’ speech
pursuant to their
official duties was not protected by the First Amendment.
The district court’s premise that the First Amendment’s protection of
elected officials’ speech is limited just as it is for the speech of
public employees,
however, is incorrect. Job-related speech by public employees is
clearly less
protected than other speech because the Court has held that government
employees’ speech rights must be balanced with the government’s need to
supervise and discipline subordinates for efficient operations.18
The First
___________________________________
17 See Garcetti v. Ceballos, 547 U.S. 410, 421 (2006).
18 In Pickering v. Bd. of Educ., 391 U.S. 563, 568
(1968), the Court stated that its task
was to balance the free speech rights of government employees with the
government’s “interest
. . . as an employer, in promoting the efficiency of the public
services it performs through its
employees.” Id. “[T]he State has interests as an employer in regulating
the speech of its
employees that differ significantly from those it possesses in
connection with regulation of the
speech of the citizenry in general.” Id.
Amendment does not protect government employees’ job-related speech
unless
the speech is about a matter of public concern, “and even then, a
government
employee may be fired or disciplined for her speech if the government
employer
can show, on balance, that the efficient operation of the office
justified the
action.”19 But when the state acts as a sovereign, rather than as an
employer,
its power to limit First Amendment freedoms is much more attenuated.20
That
is because a state’s interest in regulating speech as sovereign is
“relatively
subordinate . . . [as] [t]he government cannot restrict the speech of
the public at
large just in the name of efficiency.”21 Garcetti itself, like the
Court’s other
public employee speech cases, recognizes the state’s very limited power
as
________________________________
19 ERWIN CHEMERINSKY,CONSTITUTIONAL LAW: PRINCIPLES
AND POLICIES 1110 (3d ed.
2006); see also Waters v. Churchill,
511 U.S. 661, 668 (1994) (plurality opinion); Mt. Healthy
City Sch. Dist. Bd. of Educ. v.
Doyle, 429 U.S. 274, 284 (1977); Pickering, 391 U.S. at 568.
20 See Waters,
511 U.S. at 671-72 (“[T]he government as employer indeed has far
broader powers than does the government as sovereign.” (citing Connick v. Myers, 461 U.S.
138, 147 (1983); Civil Serv. Comm’n
v. Letter Carriers, 413 U.S. 548, 564 (1973); Pickering, 391
U.S. at 568)); see also Garcetti,
547 U.S. at 418 (citing Waters,
511 U.S. at 671).
21 Waters,
511 U.S. at 675 (“The key to First Amendment analysis of government
employment decisions, then, is this: The government’s interest in
achieving its goals as
effectively and efficiently as possible is elevated from a relatively
subordinate interest when
it acts as sovereign to a significant one when it acts as employer. The
government cannot
restrict the speech of the public at large just in the name of
efficiency. But where the
government is employing someone for the very purpose of effectively
achieving its goals, such
restrictions may well be appropriate.”); see also id. at 674-75
(“Rather, the extra power the
government has in this area comes from the nature of the government’s
mission as employer.
Government agencies are charged by law with doing particular tasks.
Agencies hire employees
to help do those tasks as effectively and efficiently as possible. When
someone who is paid a
salary so that she will contribute to an agency’s effective operation
begins to do or say things
that detract from the agency’s effective operation, the government
employer must have some
power to restrain her. The reason the governor may, in the example
given above, fire the
deputy is not that this dismissal would somehow be narrowly tailored to
a compelling
government interest. It is that the governor and the governor’s staff
have a job to do, and the
governor justifiably feels that a quieter subordinate would allow them
to do this job more
effectively.”).
10
No. 06-51587
sovereign to
infringe on First Amendment freedoms.22 None of the Supreme
Court’s public employee speech decisions qualifies or limits the First
Amendment’s protection of elected government officials’ speech.23
Contrary to
the district court’s reasoning, there is a meaningful distinction
between the First
Amendment’s protection of public employees’ speech and other speech,
including
that of elected government officials.
Indeed, the Supreme Court’s decisions demonstrate that the First
Amendment’s protection of elected officials’ speech is robust and no
less
22 See
Garcetti, 547 U.S. at 418 (“[T]he government as employer indeed has far
broader
powers than does the government as sovereign.” (quoting Waters, 511
U.S. at 671)); id. (“A
government entity has broader discretion to restrict speech when it
acts in its role as employer,
but the restrictions it imposes must be directed at speech that has
some potential to affect the
entity’s operations”); see also authorities cited supra note 19.
23 Garcetti did not expand the scope of the public
employee speech limitations to include
elected officials; rather, Garcetti merely carved out a narrow
exception to the Supreme Court’s
holdings that a government employer may not discipline or adversely
affect public employees
for their speech involving matters of public concern unless the state
can prove that the needs
of the government outweigh the speech rights of the employee. In
Garcetti, Ceballos, a deputy
district attorney, alleged that he had been subjected to adverse
employment actions in
retaliation for engaging in protected speech, viz., for writing an
internal memo recommending
the dismissal of a criminal case on the basis of alleged governmental
misconduct. See Garcetti,
547 U.S. at 414-15. The Supreme Court concluded that Ceballos’s speech
was not protected,
holding that “when public employees make statements pursuant to their
official duties, the
employees are not speaking as citizens for First Amendment purposes,
and the Constitution
does not insulate their communications from employer discipline.” Id.
at 421. Thus, the Court
reasoned that when Ceballos spoke pursuant to his official duty he was
not speaking as a
citizen on a matter of public concern, and, therefore, his speech was
not protected by the First
Amendment. See id. at 423; see also The Supreme Court, 2005 Term, 120
Harv. L. Rev. 273
(2006). As a result, Garcetti created an exception allowing that, where
a public employee
speaks pursuant to official duty, the state may restrict this speech
without proving that its
management needs outweigh the employee’s freedom of expression. See
Garcetti, 547 U.S. at
423.
While Garcetti added a new qualification of public employees’ freedom
of expression
recognized by the Court’s long line of cases concerning public employee
speech rights, it did
nothing to diminish the First Amendment protection of speech restricted
by the government
acting as a sovereign rather than as an employer and did nothing to
impact the speech rights
of elected officials whose speech rights are not subject to employer
supervision or discipline.
11
No. 06-51587
12
strenuous than that afforded to the speech of citizens in general. For
example,
in the 1960s the Court held in Bond v. Floyd, 385 U.S. 116, 133-35
(1966), that
state action excluding a state representative from membership in the
legislature
because of his statements criticizing the policy of the federal
government in
Vietnam and the operation of the selective service laws violated his
right of free
expression under the First Amendment. In Wood v. Georgia, 370 U.S. 375,
392,
395 (1962), the Court held that out-of-court statements by a sheriff
questioning
the advisability of a grand jury investigation into block voting by
black citizens
did not present a clear and present danger to the administration of
justice, and,
therefore, the use of the contempt power to punish the sheriff for the
statements
abridged his right of free speech. The Court emphasized that “[t]he
role that
elected officials play in our society makes it all the more imperative
that they be
allowed freely to express themselves on matters of current public
importance.”
Id. at 395.
Recently, in Republican Party of
Minnesota v. White, 536 U.S. 765, 774-75
(2002), the Court held that a state supreme court’s canon of conduct,
which
prohibited candidates for judicial election from announcing their views
on
disputed legal or political issues, is a content-based regulation of
speech; that the
proper test to be applied to determine the constitutionality of such a
restriction
is the strict scrutiny test; that the strict scrutiny test requires
that the party
defending the content-based restriction has the burden to prove that the
regulation is (1) narrowly tailored to serve (2) a compelling state
interest; and
that in order for that party to show that the speech regulation is
narrowly
tailored, that party must demonstrate that the regulation does not
unnecessarily
circumscribe protected expression. See id. In White, based on the record
12
No. 06-51587
13
compiled in the district court on cross motions for summary judgment
and the
court of appeals’ decision, a majority of the Supreme Court agreed that
the
parties defending the speech regulation had failed to carry their
burden of
proving that it was narrowly tailored to serve a compelling state
interest, and
that the state’s prohibition on judicial candidates’ announcing their
legal views
was an unconstitutional abridgement of freedom of speech. See id.
Further, the
Court reaffirmed that “‘[t]he role that elected officials play in our
society makes
it all the more imperative that they be allowed freely to express
themselves on
matters of current public importance.’” Id. at 781-82 (quoting Wood v. Georgia,
370 U.S. at 395).24
Most significantly, this court in Jenevein v. Willing, 493 F.3d 551
(5th Cir.
2007), held that White, 536 U.S. at 765, required us to apply the
strict scrutiny
test to determine whether a state judiciary commission’s order
censuring an
elected judge’s speech on the basis of its content violated his First
Amendment
protected speech rights.25
See Jenevein, 493 F.3d at
557-58. The censure order,
No. 06-51587
_________________________________
24 Even before White,
however, as evinced by the two principal decisions upon which it
relied, the Court had vigorously applied the First Amendment
protections through the strict
scrutiny test on behalf of elected officials, candidates for elective
offices, and political parties.
See Eu v. S. F. County Democratic
Cent. Comm., 489 U.S. 214, 222 (1989); Brown v. Hartlage,
456 U.S. 45, 53-54, 58 (1982).
25 Jenevein’s
application of strict scrutiny, in reliance on White, is consistent with the
Supreme Court’s use of that formula to protect the expressive activity
of virtually all persons
from unnecessary content-based regulation of speech regarding public
matters or governmental
affairs. See, e.g., Consol. Edison
Co. of New York, Inc. v. Public Svc. Com’n, 447 U.S. 530,
534-35 (1980) (“This Court has emphasized that the First Amendment
embraces at the least
the liberty to discuss publicly and truthfully all matters of public
concern” (internal quotation
marks omitted)). In fact, the strict scrutiny test originated in the
First Amendment cases of
the 1950s and 1960s before it was adopted in the equal protection cases
regarding voting rights
and racial discrimination, with which it is most identified now. See
generally Siegel, supra note
12, at 361-381. Throughout the standard’s history, the Court has
applied the content-based
strict scrutiny test in service of the “practically universal agreement
that a major purpose of
13
No. 06-51587
which disciplined
the judge for holding a press conference in which he addressed
alleged abuses of the judicial process by lawyers in a pending case,
shut down
all communication between the elected judge and his constituents. See
id. at
556-558. Applying the strict scrutiny test prescribed by White, we held that the
censure order, in substantial part, was an unconstitutional
content-based
restriction of the elected official’s speech because the state had
failed to prove
that it was narrowly tailored to further a compelling state interest.
See
Jenevein, 493 F.3d at
559-560.26
In Jenevein, we expressly declined the parties’ invitation
to draw upon the
“Pickering - Garcetti line of
cases for sorting the free speech rights of employees
___________________________________
[the First] Amendment [is] to protect the free discussion of
governmental affairs,” Mills v.
Alabama, 384 U.S. 214, 218 (1966), and “[t]he inherent worth of the
speech in terms of its
capacity for informing the public does not depend upon the identity of
its source, whether
corporation, association, union, or individual,” First Nat’l Bank of
Boston v. Bellotti, 435 U.S.
765, 777 (1978), by protecting the speech by a wide variety of citizens
seeking to speak on
matters of public concern. See, e.g., Texas v. Johnson, 491 U.S. 397
(1989) (protecting
protesters wishing to burn the American flag); Boos, 485 U.S. at 321
(protecting individuals
wishing to carry signs critical of foreign governments); Consol.
Edison, 447 U.S. at 530
(protecting a public utility company wishing to include in billing
envelopes pamphlets
discussing controversial issues) . Thus, our application of strict
scrutiny, in Jenevein and here,
to content-based restrictions on elected officials’ speech regarding
matters of public business
and concerns fits squarely within the long-held principles of First
Amendment jurisprudence.
26 In Jenevein, 493 F.3d at 557-58, we applied strict
scrutiny to analyze restrictions on
an elected judge’s speech despite a prior circuit precedent, decided
before White, 536 U.S. at
781-82, that analyzed similar restrictions on an elected justice of the
peace’s speech under the
Pickering balancing
test, see Scott v. Flowers,
910 F.2d 201, 211-12 (5th Cir. 1990). To the
extent that allegiance to the intervening Supreme Court decision in
Republican Party causes
Jenevein to conflict with prior circuit precedent in Scott, we are bound to follow the
Supreme
Court and apply Jenevein. See, e.g., United States v. Short, 181 F.3d
620, 624 (5th Cir. 1999)
(“[T]his panel is bound by the precedent of previous panels absent an
intervening Supreme
Court case explicitly or implicitly overruling that prior precedent.”).
Further, Scott v. Flowers
may be read as anticipating White because it noted that the state’s
interest in regulating
elected officials’ speech is “much weaker than in the typical public
employee situation.” Scott,
910 F.2d at 211.
14
No. 06-51587
elected to state
office.”27 We noted that those cases’ “categorical divisions
of
public and private speech fail to illuminate the state’s interest in
constraining
speech by an elected public official, political speech at the core of
the First
Amendment, and its necessity.”28 Further, we noted that an
elected official’s
relationship with the state differs from that of an ordinary state
employee,
observing “[o]ur ‘employee’ is an elected official, aboutwhomthe public
is obliged
to inform itself, and the ‘employer’ is the public itself, at least in
the practical
sense, with the power to hire and fire. It is true that [the elected
official] was an
employee of the state. It is equally true that as an elected holder of
state office,
his relationship with his employer differs from that of an ordinary
state
employee.”29
Conclusion
Applying the foregoing precepts, we conclude that the district court
incorrectly assumed that the Pickering-Garcetti line of decisions,
rather than the
strict scrutiny test as elaborated in White, governs the present case.
Accordingly, we reverse the district court’s judgment and remand the
case to it
for the application of the strict scrutiny formula to Tex. Gov’t Code
§ 551.144.30
______________________________________
27 Jenevein,
493 F.3d at 558 (citing Pickering,
391 U.S. at 563; Garcetti,
547 U.S. at
410).
28 Id. at 557 (citing White, 536 U.S. at 765).
29 Id.; see also id at 558 (“If the State chooses to
tap the energy and the legitimizing
power of the democratic process [in the election of judges], it must
accord the participants in
that process . . . the First Amendment rights that attach to their
roles.”) (quoting White, 536
U.S. at 788).
30 We note that the criminal provision in Tex. Gov’t
Code § 551.144 is the only portion
of TOMA at issue in this case and that the district court’s strict
scrutiny inquiry should be
15
16
No. 06-51587
In doing so, we point out, however, that the Supreme Court has rejected
“the
notion that strict scrutiny is ‘strict in theory, but fatal in fact.’”31
The fact that
strict scrutiny applies “‘says nothing about the ultimate validity of
any
particular law; that determination is the job of the court applying’”
that
standard.32
___________________________________
limited to this provision.
31 Adarand
Constr’rs, Inc. v. Pena, 515 U.S. 200, 237 (1995) (quoting Fullilove v.
Klutznick, 448 U.S. 448,
519 (1980) (Marshall, J., concurring)); see also Johnson v. California,
543 U.S. 499, 515 (2005) (“‘The fact that strict scrutiny applies says
nothing about the ultimate
validity of any particular law . . . .’” (quoting Pena, 515 U.S. at 230)); Grutter v. Bollinger, 539
U.S. 306, 326 (2003) (“Strict scrutiny is not strict in theory, but
fatal in fact.” (internal
quotation marks omitted)); United
States v. Virginia, 518 U.S. 515, 533 n.6 (1996); Adam
Winkler, Fatal in Theory and Strict
in Fact: An Empirical Analysis of Strict Scrutiny in the
Federal Courts, 59 VAND.
L. REV. 793, 795-96 (2006) (finding, based on an empirical study of
“every strict scrutiny decision published by the district, circuit, and
Supreme courts between
1990 and 2003,” that “[c]ourts routinely uphold laws when applying
strict scrutiny, and they
do so in every major area of law in which they use the test. Overall,
30 percent of all
applications of strict scrutiny — nearly one in three — result in the
challenged law being
upheld.”); Siegel, supra note
12, at 394, 401 (“[S]trict scrutiny is a tool to determine whether
there is a cost-benefit justification for governmental action that
burdens interests for which
the Constitution demands unusually high protection”); id. (“Tracing strict scrutiny’s
roots back
to First Amendment narrow tailoring cases in the 1940s and compelling
interest cases in the
1950s and early 1960s, establishes strict scrutiny as part of a
constitutional paradigm in
which, even for high-protectionist Justices, no constitutional right
was ‘beyond limitation,’ and
none could prevail over an appropriate subordinating governmental
interest.” (footnotes
omitted)); Fallon, supra note
12, at 1302-03 (asserting that the Supreme Court has arguably
adopted an interpretation of strict scrutiny as “a weighted balancing
test, similar to European
proportionality inquiries, in which a court must ask whether a
particular intrusion on
protected liberties, which may be greater or lesser, can be justified
in light of its benefits.”
(footnotes omitted)).
32 See Winkler,
supra note 31, at 794
(quoting Pena, 515 U.S. at
230).
We emphasize that we remand this matter for the district court to
conduct a strict
scrutiny review in the first instance because that inquiry might well
require development of
the record beyond its present state, as the state has not yet been
afforded an opportunity to
prove that TOMA § 551.144 is narrowly tailored to further a
compelling state interest. TOMA
§ 551.144 may indeed survive this strict scrutiny inquiry.
Numerous states apparently employ
similarly tailored provisions in their open meetings acts. See ANN
TAYLOR SCHWING, OPEN
MEETING LAWS 2d 275, 285 (2000). However, we simply lack the record
necessary to make a
16
No. 06-51587
17
For these reasons, the judgment of the district court is reversed and
the
case is remanded to it for further proceedings consistent with this
opinion.
_______________________________________
strict scrutiny
determination here; thus we remand the issue.
|